Filing Details
- Accession Number:
- 0001567619-19-013617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-18 19:58:04
- Reporting Period:
- 2019-06-15
- Accepted Time:
- 2019-06-18 19:58:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535379 | Cloudera Inc. | CLDR | Services-Prepackaged Software (7372) | 262922329 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1650280 | Kimberly Hammonds | C/O Cloudera, Inc. 395 Page Mill Road Palo Alto CA 94306 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-15 | 2,111 | $0.00 | 18,876 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-06-15 | 16,825 | $0.00 | 35,701 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-17 | 7,686 | $5.73 | 28,015 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units (RSU) | Disposition | 2019-06-15 | 2,111 | $0.00 | 2,111 | $0.00 |
| Common Stock | Restricted Stock Units (RSU) | Disposition | 2019-06-15 | 16,825 | $0.00 | 16,825 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,334 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Vesting and release of RSUs granted to the reporting person on March 31, 2017.
- Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- Vesting and release of RSUs granted to the reporting person on June 27, 2018.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 1/3rd of the total number of RSUs will vest on March 15, 2018, and thereafter shall vest as to 1/12th of the total number of RSUs in equal quarterly installments, subject to the continuing service of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- The stock option is fully vested and immediately exercisable.
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