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Filing Details

Accession Number:: 0001104659-19-036156
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-18 16:21:27
Reporting Period:: 2019-06-17

Accepted Time:: 2019-06-18 16:21:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1506439	Sharpspring Inc.	SHSP	Services-Prepackaged Software (7372)	050502529

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1736605	Daniel Allen	228 Park Avenue South, Suite 90959 New York NY 10003	Yes	No	Yes	No
1736632	Corona Investment Partners, Llc	228 Park Avenue South, Suite 90959 New York NY 10003	No	No	Yes	No
1736707	Shsp Holdings, Llc	228 Park Avenue South, Suite 90959 New York NY 10003	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-06-17	2,515	$12.25	No	4	S	Direct
Common Stock	Disposition	2019-06-17	519,304	$12.25	No	4	S	Indirect	By Evercel Holdings LLC
Common Stock	Disposition	2019-06-17	1,241,635	$12.25	No	4	S	Indirect	By SHSP Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	By Evercel Holdings LLC
No	4	S	Indirect	By SHSP Holdings, LLC

Footnotes

Acquired directly from SharpSpring, Inc. (the "Issuer") for service as a director of the Issuer.
Pursuant to an underwriting agreement dated June 13, 2019 (the "Underwriting Agreement") by and among the Issuer, Canaccord Genuity LLC, Roth Capital Partners, LLC, Daniel C. Allen, North Peak Capital Partners, L.P., North Peak Capital Partners II, L.P., SHSP Holdings, LLC, and Evercel Holdings, LLC, as discussed in the Issuer's prospectus supplement dated June 13, 2019, supplementing the Issuer's registration statement on Form S-3 (File No. 333-231758) filed with the Securities and Exchange Commission on May 24, 2019, Daniel C. Allen, Evercel Holdings, LLC, and SHSP Holdings, LLC sold 2,515 shares, 519,304 shares, and 1,241,635 shares, respectively, of the Issuer's common stock on June 17, 2019.
The price per share reflects the public offering price of $13.00 less an underwriting discount of $0.7475 per share pursuant to the Underwriting Agreement. Following the sale of the shares pursuant to the Underwriting Agreement, Daniel C. Allen, Evercel Holdings, LLC, and SHSP Holdings, LLC no longer own any shares of common stock of the Issuer.
The reported securities are owned directly by Evercel Holdings LLC. Daniel Allen ("Allen") is the manager of Corona Park Investment Partners, LLC ("CPIP") and CPIP has shared dispositive power over the securities held by Evercel Holdings LLC. Allen and CPIP disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
The reported securities are owned directly by SHSP Holdings, LLC. Allen is the manager of CPIP and CPIP has sole voting and dispositive power over the securities held by SHSP Holdings, LLC. Allen and CPIP disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.