Filing Details
- Accession Number:
- 0001593968-19-001455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-18 12:35:22
- Reporting Period:
- 2019-06-14
- Accepted Time:
- 2019-06-18 12:35:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1615165 | Veritone Inc. | VERI | Services-Computer Processing & Data Preparation (7374) | 471161641 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1704669 | Chad Steelberg | C/O Veritone, Inc. 575 Anton Boulevard Costa Mesa CA 92626 | Ceo, Chairman Of The Board | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-14 | 13,300 | $7.54 | 83,284 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,355,387 | Indirect | By Newport Coast Investments, LLC |
Common Stock | 589,968 | Indirect | By NCI Investments, LLC |
Common Stock | 215,921 | Indirect | By Steel Veritone Fund I, LLC |
Footnotes
- Reflects the weighted-average purchase price for an aggregate of 13,300 shares purchased in multiple transactions at prices ranging from $7.42 to $7.60 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Shares are held by Newport Coast Investments, LLC. The grantor trust of reporting person (of which reporting person is a trustee) is a managing member of Newport Coast Investments, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Shares are held by NCI Investments, LLC ("NCI"). Reporting person is the Manager of NCI (and his grantor trust owns 50% of the membership interests in NCI) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Shares are held by Steel Veritone Fund I, LLC ("SVF"). Reporting person is the Manager of SVF (and his grantor trust owns 50% of the membership interests in SVF) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.