Filing Details
- Accession Number:
- 0001209191-19-037513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-17 18:57:18
- Reporting Period:
- 2019-06-14
- Accepted Time:
- 2019-06-17 18:57:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1671933 | Trade Desk Inc. | TTD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615037 | Vivian Yang | C/O The Trade Desk. 42 N. Chestnut St. Ventura CA 93001 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-06-14 | 1,389 | $246.28 | 42,464 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-06-14 | 5,546 | $0.00 | 48,010 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-06-14 | 5,546 | $242.51 | 42,464 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to Buy) | Disposition | 2019-06-14 | 5,546 | $0.00 | 5,546 | $18.03 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-06-14 | 5,546 | $0.00 | 5,546 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-06-14 | 5,546 | $0.00 | 5,546 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,977 | 2026-08-14 | No | 4 | M | Direct | |
| 5,546 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.27 to $246.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.50 to $242.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option was granted on August 15, 2016, the vesting commencement date ("VCD"). One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
- Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
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