Filing Details

Accession Number:
0001562180-19-003555
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-17 16:59:58
Reporting Period:
2019-06-13
Accepted Time:
2019-06-17 16:59:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1271214 Intersect Ent Inc. XENT Surgical & Medical Instruments & Apparatus (3841) 200280837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614499 P Susan Stimson C/O Intersect Ent, Inc.
1555 Adams Drive
Menlo Park CA 94025
Chief Strategy Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-13 350 $13.05 36,332 No 4 M Direct
Common Stock Disposition 2019-06-13 350 $25.00 35,982 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-06-13 350 $0.00 350 $13.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,550 2027-01-17 No 4 M Direct
Footnotes
  1. Includes 21,969 restricted stock units.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2019.
  3. The vesting commencement date of the option was March 1st, 2017. 1/8th of the shares subject to the option vested on September 1st, 2017 and 1/48th of the shares subject to the option vests monthly thereafter over 42 months.