Filing Details
- Accession Number:
- 0001209191-19-037346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-17 12:43:00
- Reporting Period:
- 2019-06-14
- Accepted Time:
- 2019-06-17 12:43:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587987 | Newtek Business Services Corp. | NEWT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346166 | Francis Salvatore Mulia | 1981 Marcus Avenue Suite 130 Lake Success NY 11042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-14 | 1,000 | $22.60 | 67,456 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-14 | 1,332 | $22.52 | 68,788 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Footnotes
- On June 14, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,332 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years.
Billionaire Hedge Funds
