Filing Details

Accession Number:
0001393726-19-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-17 11:29:24
Reporting Period:
2019-06-13
Accepted Time:
2019-06-17 11:29:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
299 Park Avenue, 13Th Floor
New York NY 10171
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-13 100 $6.30 7,937,393 No 4 P Direct
Common Stock Acquisiton 2019-06-13 1,288 $6.31 7,938,681 No 4 P Direct
Common Stock Acquisiton 2019-06-13 100 $6.32 7,938,781 No 4 P Direct
Common Stock Acquisiton 2019-06-14 340 $6.32 7,939,121 No 4 P Direct
Common Stock Acquisiton 2019-06-14 558 $6.35 7,939,679 No 4 P Direct
Common Stock Acquisiton 2019-06-14 907 $6.37 7,940,586 No 4 P Direct
Common Stock Acquisiton 2019-06-14 1,440 $6.38 7,942,026 No 4 P Direct
Common Stock Acquisiton 2019-06-14 2,621 $6.39 7,944,647 No 4 P Direct
Common Stock Acquisiton 2019-06-14 4,179 $6.40 7,948,826 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109,736 Indirect By: Corvid Peak Holdings, L.P.
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.