Filing Details
- Accession Number:
- 0001144204-19-030919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-14 09:49:18
- Reporting Period:
- 2019-06-13
- Accepted Time:
- 2019-06-14 09:49:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571329 | Capitala Finance Corp. | CPTA | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587337 | Richard Wheelahan | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Chief Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-06-13 | 2,576 | $9.17 | 13,372 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |