Filing Details
- Accession Number:
- 0001144204-19-030918
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-14 09:48:51
- Reporting Period:
- 2019-06-13
- Accepted Time:
- 2019-06-14 09:48:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571329 | Capitala Finance Corp. | CPTA | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587346 | Iii B Joseph Alala | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-13 | 2,576 | $9.17 | 12,187 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 534,638 | Indirect | via Capitala Private Investments, LLC |
Common Stock | 360 | Indirect | via Child |
Common Stock | 360 | Indirect | via Child |
Common Stock | 21,245 | Indirect | via Capitala Investment Advisors, LLC |
Common Stock | 5,560 | Indirect | via Capitala Transaction Corp. |
Common Stock | 972 | Indirect | via CapitalSouth Corporation |
Footnotes
- Mr. Alala disclaims beneficial ownership of any of the Issuer's shares directly held by Capitala Private Investments, LLC, Capitala Transaction Corp., CapitalSouth Corporation and Capitala Investment Advisors, LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Alala is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose