Filing Details

Accession Number:
0001144204-19-030918
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-14 09:48:51
Reporting Period:
2019-06-13
Accepted Time:
2019-06-14 09:48:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571329 Capitala Finance Corp. CPTA () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587346 Iii B Joseph Alala C/O Capitala Finance Corp.
4201 Congress Street, Suite 360
Charlotte NC 28209
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-13 2,576 $9.17 12,187 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 534,638 Indirect via Capitala Private Investments, LLC
Common Stock 360 Indirect via Child
Common Stock 360 Indirect via Child
Common Stock 21,245 Indirect via Capitala Investment Advisors, LLC
Common Stock 5,560 Indirect via Capitala Transaction Corp.
Common Stock 972 Indirect via CapitalSouth Corporation
Footnotes
  1. Mr. Alala disclaims beneficial ownership of any of the Issuer's shares directly held by Capitala Private Investments, LLC, Capitala Transaction Corp., CapitalSouth Corporation and Capitala Investment Advisors, LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Alala is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose