Filing Details
- Accession Number:
- 0000073088-19-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-13 16:57:00
- Reporting Period:
- 2019-06-13
- Accepted Time:
- 2019-06-13 16:57:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73088 | Northwestern Corp | NWE | Electric & Other Services Combined (4931) | 460172280 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443704 | C Robert Rowe | 3010 W. 69Th Street Sioux Falls SD 57108 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-13 | 685 | $0.00 | 163,738 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2019-06-13 | 1,500 | $72.57 | 162,239 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | S | Direct |
Footnotes
- Total shares owned includes shares acquired from participation in the company's Employee Stock Purchase Plan and through dividend reinvestment.
- This transaction was executed in three trades at prices ranging from $72.56 to $72.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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