Filing Details

Accession Number:
0001156375-19-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-13 15:45:12
Reporting Period:
2019-06-12
Accepted Time:
2019-06-13 15:45:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156375 Cme Group Inc. CME Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 364459170
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475318 Derek Sammann 20 S. Wacker Drive
Chicago IL 60606
Sr Md Gl Hd Commodity & Option No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Class A Disposition 2019-05-14 6,411 $0.00 15,869 No 5 J Direct
Common Stock Class A Disposition 2019-05-15 495 $0.00 15,374 No 5 G Direct
Common Stock Class A Disposition 2019-05-15 4,217 $0.00 11,157 No 5 G Direct
Common Stock Class A Disposition 2019-06-12 6,400 $198.83 4,757 No 4 S Direct
Common Stock Class A Acquisiton 2019-05-15 495 $0.00 2,253 No 5 G Indirect by Children
Common Stock Class A Acquisiton 2019-05-15 4,217 $0.00 16,757 No 5 G Indirect by Spouse
Common Stock Class A Disposition 2019-05-31 1,000 $0.00 15,757 No 5 G Indirect by Spouse
Common Stock Class A Acquisiton 2019-05-14 6,411 $0.00 17,135 No 5 J Indirect by Trust
Common Stock Class A Disposition 2019-05-31 388 $0.00 16,747 No 5 G Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 G Direct
No 5 G Direct
No 4 S Direct
No 5 G Indirect by Children
No 5 G Indirect by Spouse
No 5 G Indirect by Spouse
No 5 J Indirect by Trust
No 5 G Indirect by Trust
Footnotes
  1. Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust.
  2. This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.
  3. This transaction represented a gift of securities from the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
  4. On June 12, 2019, Mr. Sammann sold an aggregate of 6,400 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $198.60 to $198.99 and $199.02 to $199.06. The Company maintains a record of the transactions and copies will be provided upon request.
  5. Ownership has been updated to reflect the transfer of 1,000 shares of common stock from the reporting person's spouse's revocable living trust into a charitable donor advised fund.
  6. Ownership has been updated to reflect the transfer of 388 shares of common stock from the reporting person's trust into a charitable donor advised fund.