Filing Details
- Accession Number:
- 0001156375-19-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-13 15:45:12
- Reporting Period:
- 2019-06-12
- Accepted Time:
- 2019-06-13 15:45:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475318 | Derek Sammann | 20 S. Wacker Drive Chicago IL 60606 | Sr Md Gl Hd Commodity & Option | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Class A | Disposition | 2019-05-14 | 6,411 | $0.00 | 15,869 | No | 5 | J | Direct | |
Common Stock Class A | Disposition | 2019-05-15 | 495 | $0.00 | 15,374 | No | 5 | G | Direct | |
Common Stock Class A | Disposition | 2019-05-15 | 4,217 | $0.00 | 11,157 | No | 5 | G | Direct | |
Common Stock Class A | Disposition | 2019-06-12 | 6,400 | $198.83 | 4,757 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2019-05-15 | 495 | $0.00 | 2,253 | No | 5 | G | Indirect | by Children |
Common Stock Class A | Acquisiton | 2019-05-15 | 4,217 | $0.00 | 16,757 | No | 5 | G | Indirect | by Spouse |
Common Stock Class A | Disposition | 2019-05-31 | 1,000 | $0.00 | 15,757 | No | 5 | G | Indirect | by Spouse |
Common Stock Class A | Acquisiton | 2019-05-14 | 6,411 | $0.00 | 17,135 | No | 5 | J | Indirect | by Trust |
Common Stock Class A | Disposition | 2019-05-31 | 388 | $0.00 | 16,747 | No | 5 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | by Children |
No | 5 | G | Indirect | by Spouse |
No | 5 | G | Indirect | by Spouse |
No | 5 | J | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
Footnotes
- Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust.
- This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.
- This transaction represented a gift of securities from the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
- On June 12, 2019, Mr. Sammann sold an aggregate of 6,400 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $198.60 to $198.99 and $199.02 to $199.06. The Company maintains a record of the transactions and copies will be provided upon request.
- Ownership has been updated to reflect the transfer of 1,000 shares of common stock from the reporting person's spouse's revocable living trust into a charitable donor advised fund.
- Ownership has been updated to reflect the transfer of 388 shares of common stock from the reporting person's trust into a charitable donor advised fund.