Filing Details

Accession Number:
0001005229-19-000179
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-13 12:30:33
Reporting Period:
2019-06-11
Accepted Time:
2019-06-13 12:30:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222002 M Peter Mccormick 205 Crosspoint Parkway
Getzville NY 14068
Vp-Cranesolutions No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-06-11 20,609 $38.88 38,941 No 4 S Direct
Common Stock Acquisiton 2019-06-11 4,066 $15.16 43,007 No 4 M Direct
Common Stock Disposition 2019-06-11 4,066 $39.04 38,941 No 4 S Direct
Common Stock Acquisiton 2019-06-11 9,700 $15.16 48,641 No 4 M Direct
Common Stock Disposition 2019-06-11 9,700 $38.84 38,941 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2019-06-11 4,066 $15.16 4,066 $15.16
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2019-06-11 9,700 $15.16 9,700 $15.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,861 2017-05-23 2026-05-23 No 4 M Direct
5,161 2017-05-23 2026-05-23 No 4 M Direct
Footnotes
  1. The sale was executed in multiple trades at prices ranging from $38.78 to $38.995, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes 12,385.8330 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,680.2040 shares become fully vested and non-forfeitable on 5/23/2020; 2,436.5222 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,273.9923 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020; 2,692.1145 shares become fully vested and non-forfeitable on 11/13/2019, and the remaining 3,303 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 5,872 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.