Filing Details
- Accession Number:
- 0001393726-19-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-13 11:17:25
- Reporting Period:
- 2019-06-12
- Accepted Time:
- 2019-06-13 11:17:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Inc. 299 Park Avenue, 13Th Floor New York NY 10171 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-12 | 1,254 | $6.24 | 7,934,505 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-06-12 | 1,391 | $6.25 | 7,935,896 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-06-12 | 1,397 | $6.26 | 7,937,293 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 109,736 | Indirect | By: Corvid Peak Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.