Filing Details
- Accession Number:
- 0001437749-19-011909
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-13 06:03:42
- Reporting Period:
- 2019-06-10
- Accepted Time:
- 2019-06-13 06:03:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1389545 | Novabay Pharmaceuticals Inc. | NBY | Pharmaceutical Preparations (2834) | 680454536 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1664299 | Mijia Wu | Suite 6C, Building 3, Youyou Century Plz No. 428 Yang Gao South Road Shanghai China | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-10 | 47,619 | $2.03 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-06-11 | 15,873 | $4.04 | 0 | No | 4 | S | Indirect | Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Spouse |
Footnotes
- On May 21, 2015, Mr. Wu and his spouse each purchased a warrant, which were both subsequently exercised on September 29, 2016 for 15,873 shares of Common Stock. Mr. Wu disclosed the exercise of his warrant on October 3, 2016 but not the exercise of his spouse's warrant, which he beneficially owned. Mr. Wu's spouse subsequently sold the 15,873 shares she owned on June 11, 2019.
Billionaire Hedge Funds
