Filing Details
- Accession Number:
- 0001214659-19-004171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-12 16:23:14
- Reporting Period:
- 2019-05-20
- Accepted Time:
- 2019-06-12 16:23:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052054 | Evolving Systems Inc | EVOL | Services-Computer Programming Services (7371) | 841010843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1104775 | J David Nicol | C/O Evolving Systems, Inc. 9800 Pyramid Court, Suite 400 Englewood CO 80112 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-20 | 5,000 | $0.89 | 85,659 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-21 | 3,000 | $0.86 | 88,659 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-21 | 3,000 | $0.87 | 91,659 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-22 | 1,348 | $0.86 | 93,007 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-23 | 400 | $0.85 | 93,407 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-23 | 652 | $0.86 | 94,059 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-24 | 3,000 | $0.88 | 97,059 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-05-30 | 3,000 | $0.89 | 100,059 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-06-03 | 2,600 | $0.85 | 102,659 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-06-03 | 3,000 | $0.85 | 105,659 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-06-04 | 3,000 | $0.85 | 108,659 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-06-06 | 3,000 | $0.85 | 111,659 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-06-07 | 3,000 | $0.85 | 114,659 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-06-10 | 3,000 | $0.85 | 117,659 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2019-06-10 | 6,000 | $0.00 | 111,659 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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| No | 4 | D | Direct |
Footnotes
- The reporting person inadvertently neglected to report these purchases in a timely fashion.
- These shares of Restricted Stock granted on March 11, 2017 and on June 14, 2017 that were eligible to vest based on certain financial performance objectives did not meet the performance criteria set by the Company for the applicable performance period, and they were forfeited.
Billionaire Hedge Funds
