Filing Details
- Accession Number:
- 0001446607-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 13:05:38
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 13:05:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60751 | Lubrizol Corp | LZ | Industrial Organic Chemicals (2860) | 340367600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297256 | H Patrick Saunier | 29400 Lakeland Boulevard Wickliffe OH 44092 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2011-03-14 | 8,800 | $53.07 | 38,626 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2011-03-14 | 8,300 | $58.45 | 46,926 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2011-03-14 | 17,100 | $133.77 | 29,826 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Nonqualified Stock Option (Right to Buy) | Disposition | 2011-03-14 | 8,800 | $0.00 | 8,800 | $53.07 |
| Common Shares | Nonqualified Stock Option (Right to Buy) | Disposition | 2011-03-14 | 8,300 | $0.00 | 8,300 | $58.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-20 | No | 4 | M | Direct | |
| 0 | 2018-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 4,178 | Indirect | By 401(k) Plan |
Footnotes
- The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- These options vested in three installments as follows: 50% on February 20, 2008, 25% on February 20, 2009, and 25% on February 20, 2010.
- These options vested in three installments as follows: 50% on February 19, 2009, 25% on February 19, 2010, and 25% on February 19, 2011.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2011, and effective February 18, 2011 through February 17, 2012.
Billionaire Hedge Funds
