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Filing Details

Accession Number:: 0000899243-19-016637
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-12 16:17:31
Reporting Period:: 2019-06-10

Accepted Time:: 2019-06-12 16:17:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1707753	Elastic N.v.	ESTC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626464	Michelangelo Volpi	C/O Elastic N.v. 800 West El Camino Real, Suite 350 Mountain View CA 94040		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Disposition	2019-06-10	626,538	$81.39	5,571,502	No	4	S	Indirect	See footnotes
Ordinary Shares	Disposition	2019-06-10	18,626	$81.57	5,552,876	No	4	S	Indirect	See footnotes
Ordinary Shares	Disposition	2019-06-10	13,376	$82.81	5,539,500	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Footnotes

Represents 541,362 shares sold by Index Ventures IV (Jersey) LP ("Index Ventures IV"), 82,525 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures IV Parallel"), and 2,651 shares sold by Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures VI Parallel").
Represents 1,640,232, 155,691, 3,548,566, 71,628, 69,682 and 85,703 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI (Jersey) LP ("Index Ventures VI" and, together with Index Ventures IV, Index Ventures IV Parallel and Index Ventures VI Parallel, the "Index Funds"), Index Ventures VI Parallel, Yucca (Jersey) SLP ("Yucca") and Index Ventures Associates IV Limited ("Index Ventures IV GP"). Index Ventures IV GP is managing general partner of Index Ventures IV and Index Ventures IV Parallel. Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the shares.
On May 10, 2019, Hexavest S.a.r.l. ("Hexavest") distributed, for no consideration, all 6,571,709 Ordinary Shares held by it to each of its shareholders, consisting of the Index Funds and Yucca, in an amount representing each such shareholder's pro rata interest in the shares held by Hexavest, and on June 10, 2019, each of Index Ventures IV and Index Ventures VI distributed to their respective partners, for no consideration, certain of the shares received by them in the Hexavest distribution in an amount representing each such partner's pro rata interest in the shares held by Index Ventures IV and Index Ventures VI, respectively. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
Represents 16,791 shares sold by Index Ventures IV GP and 1,835 shares sold by Yucca.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.39 - $82.39. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 1,640,232, 155,691, 3,548,566, 71,628, 67,847 and 68,912 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel, Yucca and Index Ventures IV GP.
Mr. Volpi is co-president of Index Ventures (US) Inc. which provides certain consultancy services to the Index Funds' affiliates. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Represents 12,056 shares sold by Index Ventures IV GP and 1,320 shares sold by Yucca.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.39 - $83.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 1,640,232, 155,691, 3,548,566, 71,628, 66,527 and 56,856 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel, Yucca and Index Ventures IV GP.