Home > Insider Trading > Filing (0001209191-19-036077)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
883980	First Data Corp	FDC	Services-Business Services, Nec (7389)	470731996

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1416754	K Michael Neborak	C/O First Data Corporation 225 Liberty Street, 29Th Floor New York NY 10281	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2019-06-07	89,636	$0.00	434,723	No	4	C	Direct
Class A Common Stock	Acquisiton	2019-06-07	6,591	$16.00	441,314	No	4	M	Direct
Class A Common Stock	Acquisiton	2019-06-07	15,480	$12.52	456,794	No	4	M	Direct
Class A Common Stock	Disposition	2019-06-07	111,707	$26.66	345,087	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Options (right to buy)	Disposition	2019-06-07	31,636	$0.00	31,636	$12.65
Class B Common Stock	Stock Options (right to buy)	Disposition	2019-06-07	47,455	$0.00	47,455	$12.65
Class B Common Stock	Stock Options (right to buy)	Disposition	2019-06-07	10,545	$0.00	10,545	$14.23
Class A Common Stock	Class B Common Stock	Acquisiton	2019-06-07	31,636	$12.65	31,636	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-06-07	47,455	$12.65	47,455	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-06-07	10,545	$14.23	10,545	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-06-07	89,636	$0.00	89,636	$0.00
Class A Common Stock	Stock Options (right to buy)	Disposition	2019-06-07	6,591	$0.00	6,591	$16.00
Class A Common Stock	Stock Options (right to buy)	Disposition	2019-06-07	15,480	$0.00	15,480	$12.52

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
126,546	2024-07-14	No	4	M	Direct
189,818	2024-08-11	No	4	M	Direct
31,636	2025-01-14	No	4	M	Direct
228,895		No	4	M	Direct
276,350		No	4	M	Direct
286,895		No	4	M	Direct
197,259		No	4	C	Direct
46,136	2025-10-15	No	4	M	Direct
46,439	2026-02-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	6,150	Indirect	By spouse
Class A Common Stock	2,300	Indirect	By daughter

Footnotes

Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $26.595 to $26.73, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
These stock options are fully vested and exercisable.
Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.