Filing Details
- Accession Number:
- 0001562180-19-003464
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-11 15:57:21
- Reporting Period:
- 2019-06-10
- Accepted Time:
- 2019-06-11 15:57:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275305 | J Alan Bedner | Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-10 | 3,000 | $5.82 | 18,939 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-10 | 3,000 | $20.03 | 15,939 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-11 | 1,511 | $5.82 | 17,450 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-06-11 | 1,489 | $5.48 | 18,939 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-11 | 1,489 | $20.07 | 17,450 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-06-11 | 1,511 | $20.07 | 15,939 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-06-10 | 3,000 | $0.00 | 3,000 | $5.82 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-06-11 | 1,511 | $0.00 | 1,511 | $5.82 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-06-11 | 1,489 | $0.00 | 1,489 | $5.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 81,011 | 2021-11-17 | No | 4 | M | Direct | |
| 79,500 | 2021-11-17 | No | 4 | M | Direct | |
| 78,011 | 2023-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 9,613 | Direct |
Footnotes
- 15,939 shares consisting of 11,825 shares held in an account at Shareworks, and 4,114 shares held in a 401K plan.
- 9,613 shares are held in an account at Computershare, which have upcoming vesting dates.
- Vests 5,500 share(s) on 17-Nov-2012, 5,500 share(s) on 17-Nov-2013, 5,500 share(s) on 17-Nov-2014
- Vests 5,500 share(s) on 05-Mar-2014, 5,500 share(s) on 05-Mar-2015, 5,500 share(s) on 05-Mar-2016
- 78,011 stock options were granted under various dates and vesting periods of which 58,012 are currently exercisable.
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