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Filing Details

Accession Number:: 0001005229-19-000175
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-11 15:04:28
Reporting Period:: 2019-06-07

Accepted Time:: 2019-06-11 15:04:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1005229	Columbus Mckinnon Corp	CMCO	Construction Machinery & Equip (3531)	160547600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1222002	M Peter Mccormick	205 Crosspoint Parkway Getzville NY 14068	Vp-Cranesolutions	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-06-07	2,200	$38.54	0	No	4	S	Indirect	By American Endowment Foundation FBO McCormick
Common Stock	Disposition	2019-06-07	7,500	$38.75	59,550	No	4	S	Direct
Common Stock	Acquisiton	2019-06-10	1,715	$15.16	61,265	No	4	M	Direct
Common Stock	Disposition	2019-06-10	1,715	$39.00	59,550	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By American Endowment Foundation FBO McCormick
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2019-06-10	1,715	$0.00	1,715	$15.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
18,927	2017-05-23	2026-05-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	67,050	Direct
Common Stock	2,200	Indirect	By American Endowment Foundation FBO McCormick

Footnotes

On May 30, 2019, the reporting person gifted 2,200 shares of Common Stock to the American Endowment Foundation FBO McCormick (the "Foundation"). The reporting person disclaims beneficial ownership interest of the reported securities held by the Foundation.
The sale by the American Endowment Foundation FBO McCormick was executed in multiple trades at prices ranging from $38.48 to $38.61, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
The sale was executed in multiple trades at prices ranging from $38.71 to $38.94, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Includes 12,385.8330 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,680.2040 shares become fully vested and non-forfeitable on 5/23/2020; 2,436.5222 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/22/2020; 2,273.9923 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/22/2020; 2,692.1145 shares become fully vested and non-forfeitable on 11/13/2019, and the remaining 3,303 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2020, if reporting person remains an employee of issuer. Also includes 5,872 shares which become fully vested and non-forfeitable on 5/22/2020, if reporting person remains an employee of issuer.