Filing Details
- Accession Number:
- 0001144204-19-030523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-11 12:35:36
- Reporting Period:
- 2019-06-11
- Accepted Time:
- 2019-06-11 12:35:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463972 | Vuzix Corp | VUZI | Radio & Tv Broadcasting & Communications Equipment (3663) | 043392453 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475077 | J Paul Travers | 25 Hendrix Road, Suite A West Henrietta NY 14586 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-11 | 3,400 | $2.77 | 2,617,214 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- This sales price reflects a weighted average of multiple prices ranging from $2.73 to $2.8477. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
- 1,747,214 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.
Billionaire Hedge Funds
