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Home > Insider Trading > Filing (0001567619-19-013188)

Filing Details

Accession Number:: 0001567619-19-013188
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-10 19:54:08
Reporting Period:: 2019-06-06

Accepted Time:: 2019-06-10 19:54:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212458	Proofpoint Inc	PFPT	Services-Computer Processing & Data Preparation (7374)	510414846

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1634774	Darren Robert Lee	C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089	Svp, Gm Archiving & Governance	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-06-06	1,948	$107.78	0	No	4	S	Direct
Common Stock	Acquisiton	2019-06-06	667	$50.93	667	No	4	M	Direct
Common Stock	Disposition	2019-06-06	667	$107.97	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified Stock Option (right to buy)	Disposition	2019-06-06	667	$0.00	667	$50.93

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,333		2026-04-08	No	4	M	Direct

Footnotes

The stock option vested and became exercisable as to 1/4th of the total number of shares on February 1, 2017 and thereafter shall vest and become exercisable as to 1/48th of the total number of shares in equal monthly installments.