Filing Details
- Accession Number:
- 0001179110-19-007413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-10 18:36:57
- Reporting Period:
- 2019-06-06
- Accepted Time:
- 2019-06-10 18:36:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652558 | Greg Brandeau | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-06 | 25,000 | $0.00 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-10 | 4,170 | $7.26 | 45,830 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Acquisiton | 2019-06-06 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2019-06-06 | 12,845 | $0.00 | 12,845 | $0.00 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2019-06-06 | 28,780 | $0.00 | 28,780 | $7.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 12,845 | No | 4 | A | Direct | ||
| 28,780 | 2029-06-06 | No | 4 | A | Direct |
Footnotes
- Vesting of restricted stock units (RSUs) granted to Mr. Brandeau on June 7, 2018.
- The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Brandeau entered into on May 9, 2019.
- Each RSU represents a contingent right to receive one share of Glu common stock.
- The RSU vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders.
- The RSU vests in full on the first to occur of (1) June 6, 2020 or (2) the date of the Glu Mobile Inc. 2020 Annual Meeting of Stockholders.
- The option is immediately exercisable and vests in full on the first to occur of (1) June 6, 2020 or (2) the date of the Glu Mobile Inc. 2020 Annual Meeting of Stockholders.
Billionaire Hedge Funds
