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Home > Insider Trading > Filing (0001209191-19-035878)

Filing Details

Accession Number:: 0001209191-19-035878
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-10 17:19:21
Reporting Period:: 2019-06-07

Accepted Time:: 2019-06-10 17:19:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1278021	Marketaxess Holdings Inc	MKTX	Security Brokers, Dealers & Flotation Companies (6211)	522230784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1296969	P Stephen Casper	C/O Marketaxess Holdings Inc. 55 Hudson Yards, 15Th Floor New York NY 10001		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.003 Per Share	Acquisiton	2019-06-07	3,187	$10.77	13,157	No	4	M	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2019-06-07	102	$337.30	13,055	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2019-06-07	3,187	$0.00	3,187	$10.77

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-07-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.003 Per Share	43,808	Indirect	By family trust

Footnotes

The stock options were fully exercisable.