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Filing Details

Accession Number:: 0001707925-19-000048
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-10 17:12:56
Reporting Period:: 2019-06-06

Accepted Time:: 2019-06-10 17:12:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1707925	Linde Plc	LIN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1190775	F Stephen Angel	C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Ordinary Shares	Acquisiton	2019-06-06	236,510	$109.68	431,462	No	4	M	Direct
Ordinary Shares	Disposition	2019-06-06	179,936	$198.00	251,526	No	4	F	Direct
Ordinary Shares	Disposition	2019-06-06	56,574	$197.27	194,952	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Stock Option (right to buy)	Disposition	2019-06-06	236,510	$0.00	236,510	$109.68

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-02-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares	2,268	Indirect	In trust for children
Ordinary Shares	71,029	Indirect	Angel Descendants Trust
Ordinary Shares	20,517	Indirect	2012 Descendants Trust
Ordinary Shares	10,435	Indirect	401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Ordinary Shares	Restricted Stock Units	$0.00		15,755	15,755	Direct
Ordinary Shares	Restricted Stock Units	$0.00		38,270	38,270	Direct
Ordinary Shares	Restricted Stock Units	$0.00		29,580	29,580	Direct
Ordinary Shares	Restricted Stock Units	$0.00		47,632	47,632	Direct
Ordinary Shares	Restricted Stock Units	$0.00		30,215	30,215	Direct
Ordinary Shares	Restricted Stock Units	$0.00		32,580	32,580	Direct
Ordinary Shares	Stock Option (right to buy)	$110.58	2023-02-26	187,015	187,015	Direct
Ordinary Shares	Stock Option (right to buy)	$128.80	2024-02-25	203,930	203,930	Direct
Ordinary Shares	Stock Option (right to buy)	$128.38	2025-02-24	261,075	261,075	Direct
Ordinary Shares	Stock Option (right to buy)	$102.22	2026-02-23	416,355	416,355	Direct
Ordinary Shares	Stock Option (right to buy)	$118.71	2027-02-28	435,850	435,850	Direct
Ordinary Shares	Stock Option (right to buy)	$154.00	2028-02-27	318,780	318,780	Direct
Ordinary Shares	Stock Option (right to buy)	$176.63	2029-03-20	177,605	177,605	Direct
Ordinary Shares	Deferred Stock Units	$0.00		102,382	102,382	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	15,755	15,755	Direct
	38,270	38,270	Direct
	29,580	29,580	Direct
	47,632	47,632	Direct
	30,215	30,215	Direct
	32,580	32,580	Direct
2023-02-26	187,015	187,015	Direct
2024-02-25	203,930	203,930	Direct
2025-02-24	261,075	261,075	Direct
2026-02-23	416,355	416,355	Direct
2027-02-28	435,850	435,850	Direct
2028-02-27	318,780	318,780	Direct
2029-03-20	177,605	177,605	Direct
	102,382	102,382	Direct

Footnotes

This stock option was exercised pursuant to a Rule 10b5-1 Plan dated May 24, 2019. The reporting person acquired 236,510 shares upon the exercise of the stock option, and the Company withheld 179,936 shares to cover the option exercise price and for taxes. The balance of the shares after the withholdings was 56,574, which were sold. The reporting person sold only the balance of the shares acquired upon exercise of the stock option and did not sell any of his shares held prior to the option exercise.
Ordinary Shares withheld to pay the option exercize price and taxes.
The price reported is the weighted average sale price. The sale prices ranged from $196.79 to $198.00. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Restricted Stock Units that will vest in full and payout on March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
Deferred Stock Units acquired under the Compensation Deferral Plan ("Deferral Plan") pursuant to a prior election to defer compensation. The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.