Filing Details
- Accession Number:
- 0001437749-19-011719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-10 16:47:49
- Reporting Period:
- 2019-06-06
- Accepted Time:
- 2019-06-10 16:47:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611647 | Freshpet Inc. | FRPT | Grain Mill Products (2040) | 201884894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623963 | James Scott Morris | C/O Freshpet, Inc. 400 Plaza Drive, Floor 1 Secaucus NJ 07094 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-06-06 | 7,434 | $7.10 | 170,232 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-06 | 7,434 | $47.65 | 162,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-06 | 11,700 | $9.05 | 174,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-06 | 11,700 | $47.82 | 162,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-06 | 9,000 | $9.05 | 171,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-06 | 9,000 | $47.75 | 162,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-07 | 5,208 | $9.05 | 168,006 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-07 | 5,208 | $47.90 | 162,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-07 | 2,511 | $9.05 | 165,309 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-07 | 2,511 | $47.80 | 162,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-07 | 8,913 | $11.00 | 171,711 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-07 | 8,913 | $47.82 | 162,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-06-07 | 5,000 | $11.00 | 167,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-06-07 | 5,000 | $47.87 | 162,798 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock | Disposition | 2019-06-06 | 7,434 | $0.00 | 7,434 | $7.10 |
| Common Stock | Options to purchase common stock | Disposition | 2019-06-06 | 11,700 | $0.00 | 11,700 | $9.05 |
| Common Stock | Options to purchase common stock | Disposition | 2019-06-06 | 9,000 | $0.00 | 9,000 | $9.05 |
| Common Stock | Options to purchase common stock | Disposition | 2019-06-07 | 5,208 | $0.00 | 5,208 | $9.05 |
| Common Stock | Options to purchase common stock | Disposition | 2019-06-07 | 2,511 | $0.00 | 2,511 | $9.05 |
| Common Stock | Options to purchase common stock | Disposition | 2019-06-07 | 8,913 | $0.00 | 8,913 | $11.00 |
| Common Stock | Options to purchase common stock | Disposition | 2019-06-07 | 5,000 | $0.00 | 5,000 | $11.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-01-01 | No | 4 | M | Direct | |
| 0 | 2026-05-10 | No | 4 | M | Direct | |
| 0 | 2026-05-10 | No | 4 | M | Direct | |
| 0 | 2026-05-10 | No | 4 | M | Direct | |
| 0 | 2026-05-10 | No | 4 | M | Direct | |
| 8,913 | 2027-04-03 | No | 4 | M | Direct | |
| 18,226 | 2027-04-03 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $48.14. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.08 to $48.13. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.75 to $48.00. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.63 to $48.00. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.75 to $47.855. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.75 to $47.975. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
- The options were originally issued pursuant to the Issuer's 2010 Stock Option Plan as performance based awards. On December 30, 2016, the awards were amended from performance based awards to time vested awards. The awards as amended vested on December 31, 2018.
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning May 10, 2017. The remaining options are subject to the satisfaction of certain performance goals over three years beginning December 31, 2016 and the reporting person's continued employment through the vesting date.
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 10, 2017.
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 10, 2017.
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning May 10, 2017. The remaining options are subject to the satisfaction of certain performance goals over three years beginning December 31, 2016 and the reporting person's continued employment through the vesting date.
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning April 3, 2018. The remaining options are subject to the satisfaction of certain performance goals and vest on December 31, 2020 and the reporting person's continued employment through the vesting date.
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. Half of the options vest in three equal annual installments beginning April 3, 2018. The remaining options are subject to the satisfaction of certain performance goals and vest on December 31, 2020 and the reporting person's continued employment through the vesting date.
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