Filing Details
- Accession Number:
- 0001628280-19-007851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-10 16:14:36
- Reporting Period:
- 2019-06-07
- Accepted Time:
- 2019-06-10 16:14:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1721214 | Beirne Katherine Fallon | C/O Annaly Capital Management, Inc. 1211 Avenue Of The Americas New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-07 | 2,780 | $8.97 | 15,638 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | $0.00 | 15,592 | 15,592 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
15,592 | 15,592 | Direct |
Footnotes
- Represents shares of Common Stock held jointly with spouse.
- The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.