Filing Details
- Accession Number:
- 0001209191-19-035645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-07 18:12:01
- Reporting Period:
- 2019-06-06
- Accepted Time:
- 2019-06-07 18:12:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297166 | J Robert Sprowls | 630 E Foothill Blvd. San Dimas CA 91773 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-06-03 | 34 | $73.47 | 118,529 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2019-06-06 | 6,519 | $16.68 | 125,048 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-06-06 | 300 | $75.25 | 124,748 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.36 | 124,648 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.46 | 124,548 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.51 | 124,448 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.61 | 124,348 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.66 | 124,248 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.71 | 124,148 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 85 | $75.59 | 124,063 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.56 | 123,963 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 15 | $75.54 | 123,948 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.43 | 123,848 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 200 | $75.40 | 123,648 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 300 | $75.37 | 123,348 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 300 | $75.44 | 123,048 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.49 | 122,948 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 500 | $75.43 | 122,448 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.31 | 122,348 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.39 | 122,248 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.32 | 122,148 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 200 | $75.14 | 121,948 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 200 | $75.03 | 121,748 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.16 | 121,648 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 5 | $75.27 | 121,643 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 6 | $75.13 | 121,637 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 30 | $75.01 | 121,607 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 200 | $75.00 | 121,407 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 100 | $75.02 | 121,307 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-06-06 | 40 | $75.06 | 121,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Acquisiton | 2019-06-06 | 6,519 | $0.00 | 6,519 | $16.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-31 | 2020-01-31 | No | 4 | M | Direct |
Footnotes
- DER Units credited on 06/03/2019 as dividend at FMV
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