Filing Details
- Accession Number:
- 0001490281-19-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-07 17:52:40
- Reporting Period:
- 2019-06-05
- Accepted Time:
- 2019-06-07 17:52:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490281 | Groupon Inc. | GRPN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1114357 | P Eric Lefkofsky | C/O Groupon, Inc. 600 West Chicago Avenue Chicago IL 60654 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-06-05 | 1,500,000 | $3.59 | 26,734,594 | No | 4 | S | Indirect | By Green Media LLC |
Common Stock | Disposition | 2019-06-06 | 1,500,000 | $3.40 | 25,234,594 | No | 4 | S | Indirect | By Green Media LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Green Media LLC |
No | 4 | S | Indirect | By Green Media LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,570,269 | Direct | |
Common Stock | 10,150,400 | Indirect | By Lefkofsky Family 2016 GRAT |
Common Stock | 40,000,000 | Indirect | By Lefkofsky Family 2018 GRAT |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Unit Award (Right to Receive) | $0.00 | 69,879 | 69,879 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
69,879 | 69,879 | Direct |
Footnotes
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 5, 2019. The price per share for such transactions ranged from $3.54 to $3.73. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 6, 2019. The price per share for such transactions ranged from $3.35 to $3.53. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date.
- The shares of Common Stock reported on this line are held by the Lefkofsky Family 2016 GRAT.
- The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 GRAT.
- Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.