Filing Details
- Accession Number:
- 0001209191-19-035533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-07 16:16:54
- Reporting Period:
- 2019-06-06
- Accepted Time:
- 2019-06-07 16:16:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1300699 | Athenex Inc. | ATNX | Pharmaceutical Preparations (2834) | 431985966 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1772350 | Jordan Kanfer | C/O Athenex, Inc. 1001 Main Street, Suite 600 Buffalo NY 14203 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-06 | 2,500 | $15.01 | 4,184 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $12.06 | 2029-04-01 | 10,000 | 10,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $11.49 | 2029-04-03 | 2,500 | 2,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-04-01 | 10,000 | 10,000 | Direct |
2029-04-03 | 2,500 | 2,500 | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $15.00 to $15.02. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
- This option vests in four equal annual installments beginning on April 1, 2020.
- This option vests in four equal annual installments beginning on April 3, 2020.