Filing Details
- Accession Number:
- 0001567619-19-012993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-06 21:10:41
- Reporting Period:
- 2019-06-04
- Accepted Time:
- 2019-06-06 21:10:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1437402 | Ardelyx Inc. | ARDX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1213041 | A Elizabeth Grammer | C/O Ardelyx, Inc. 34175 Ardenwood Blvd, Suite 200 Fremont CA 94555 | Svp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-05-31 | 2,000 | $0.00 | 130,284 | No | 4 | G | Direct | |
Common Stock | Disposition | 2019-05-31 | 1,000 | $0.00 | 129,284 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2019-05-31 | 1,000 | $0.00 | 2,000 | No | 4 | G | Indirect | By son |
Common Stock | Disposition | 2019-06-04 | 2,520 | $2.54 | 126,764 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | By son |
No | 4 | S | Direct |
Footnotes
- Includes 3,000 shares acquired under the Issuer's Employee Stock Purchase Plan on February 28, 2019.
- This transaction involved a gift of securities by the Reporting Person to her son, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by her son, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of her son's shares for purposes of Section 16 or for any other purpose.
- Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.
- This transaction was executed in multiple trades in prices ranging from $2.5200 to $2.5722, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.