Filing Details

Accession Number:
0000899243-19-015898
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-06 20:09:14
Reporting Period:
2019-06-04
Accepted Time:
2019-06-06 20:09:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1666071 Cardlytics Inc. CDLX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1439586 Polaris Venture Partners Special Founders' Fund V, L.p. C/O Polaris Partners
One Marina Park Drive, 10Th Fl.
Boston MA 02110
No No Yes No
1439587 Polaris Venture Partners Entrepreneurs' Fund V, L.p. C/O Polaris Partners
One Marina Park Drive, 10Th Fl.
Boston MA 02210
No No Yes No
1439588 Polaris Venture Partners Founders' Fund V, L.p. C/O Polaris Partners
One Marina Park Drive, 10Th Fl.
Boston MA 02210
No No Yes No
1439589 Polaris Venture Management Co. V, L.l.c. C/O Polaris Partners
One Marina Park Drive, 10Th Fl.
Boston MA 02210
No No Yes No
1439590 Polaris Venture Partners V, L.p. C/O Polaris Partners
One Marina Park Drive, 10Th Fl.
Boston MA 02210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-06-04 35,103 $23.28 2,331,531 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 3,939 $23.63 2,327,592 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 32,294 $24.99 2,295,298 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 1,036 $25.30 2,294,262 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-06 294 $25.00 2,293,968 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-04 684 $23.28 45,437 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 80 $23.63 45,357 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 604 $24.99 44,753 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 42 $25.30 44,711 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-06 6 $25.00 44,705 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-04 240 $23.28 15,967 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 30 $23.64 15,937 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 211 $25.00 15,726 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 14 $25.29 15,712 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-06 2 $25.00 15,710 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-04 351 $23.28 23,313 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 37 $23.64 23,276 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 307 $24.99 22,969 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-05 7 $25.30 22,962 No 4 S Indirect See Footnote
Common Stock Disposition 2019-06-06 3 $25.00 22,959 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. The reportable securities are owned directly by Polaris Venture Partners V, L.P. ("PVP V"). Polaris Venture Management Co. V, L.L.C. ("PVM V") is the general partner of PVP V. Bryce Youngren ("Youngren"), a member of the Issuer's Board of Directors, is a member of PVM V. Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM V. Each of Flint, McGuire and Youngren, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVP V. Each of PVM V, Flint, McGuire and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $24.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.25 to $25.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.26 to $25.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.
  6. The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPE V"). PVM V is the general partner of PVPE V. Youngren, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and Youngren, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPE V. Each of PVM V, Flint, McGuire and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
  7. The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. Youngren, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and Youngren, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPFF V. Each of PVM V, Flint, McGuire and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
  8. The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. Youngren, a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint and McGuire are the managing members of PVM V. Each of Flint, McGuire and Youngren, in their respective capacities with respect to PVM V, may be deemed to have shared voting and dispositive power over the shares held by PVPSFF V. Each of PVM V, Flint, McGuire and Youngren disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.