Filing Details
- Accession Number:
- 0001179110-11-004883
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-14 18:37:38
- Reporting Period:
- 2011-03-10
- Filing Date:
- 2011-03-14
- Accepted Time:
- 2011-03-14 18:37:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1226308 | Dts Inc. | DTSI | Household Audio & Video Equipment (3651) | 770467655 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228027 | L Gregory Ballard | C/O Dts, Inc. 5220 Las Virgenes Road Calabasas CA 91302 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-10 | 1,000 | $47.43 | 7,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-10 | 1,000 | $24.44 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-10 | 5,000 | $29.66 | 13,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-10 | 5,000 | $47.11 | 8,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-10 | 1,000 | $0.00 | 1,000 | $24.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-10 | 5,000 | $0.00 | 5,000 | $29.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,500 | 2010-05-14 | 2019-05-14 | No | 4 | M | Direct |
| 10,000 | 2018-04-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $47.41 to $47.451. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $47.0125 to $47.29. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares underlying this option will vest and become exercisable in thirty-six (36) equal installments on each monthly anniversary of the date of grant (May 1, 2008).
Billionaire Hedge Funds
