Home > Insider Trading > Filing (0001209191-19-035220)

Filing Details

Accession Number:: 0001209191-19-035220
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-06 18:01:27
Reporting Period:: 2019-06-04

Accepted Time:: 2019-06-06 18:01:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1351636	Shotspotter Inc	SSTI	Services-Prepackaged Software (7372)	470949915

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1706000	T. Thomas Groos	Ionia St. Sw, Ste. 505 Grand Rapids MI 49503		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-06-04	869	$5.87	419,245	No	4	X	Indirect	By Limited Liability Company
Common Stock	Disposition	2019-06-04	110	$46.38	419,135	No	4	S	Indirect	By Limited Liability Company
Common Stock	Acquisiton	2019-06-04	2,269	$5.87	52,784	No	4	X	Indirect	By Trust
Common Stock	Disposition	2019-06-04	288	$46.38	52,496	No	4	S	Indirect	By Trust
Common Stock	Disposition	2019-06-06	9,000	$45.12	43,496	No	4	S	Indirect	By Trust
Common Stock	Acquisiton	2019-06-06	3,000	$46.17	40,496	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	By Limited Liability Company
No	4	S	Indirect	By Limited Liability Company
No	4	X	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (Right to Buy)	Disposition	2019-06-04	869	$0.00	869	$5.87
Common Stock	Warrant (Right to Buy)	Disposition	2019-06-04	2,269	$0.00	2,269	$5.87

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-07-12	No	4	X	Direct
0		2019-07-12	No	4	X	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,431	Direct

Footnotes

Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.
On June 4, 2019, the Reporting Person exercised a warrant to purchase 869 shares of Issuer's common stock for $5.8667 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Issuer's withholding of 110 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 759 shares. Issuer also paid $3.42 to the Reporting Person in lieu of fractional shares.
Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
On June 4, 2019, the Reporting Person exercised a warrant to purchase 2,269 shares of Issuer's common stock for $5.8667 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in Issuer's withholding of 288 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 1,981 shares. Issuer also paid $45.32 to the Reporting Person in lieu of fractional shares.
The shares were sold at prices between $45.0901 and $45.8582 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices between $46.24 and $46.6687 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Immediate.
Inapplicable.