Filing Details
- Accession Number:
- 0001209191-19-035078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-06 16:34:42
- Reporting Period:
- 2019-06-05
- Accepted Time:
- 2019-06-06 16:34:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260968 | Marlin Business Services Corp | MRLN | State Commercial Banks (6022) | 383686388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1592164 | Jr. Ralph Edward Dietz | C/O Marlin Business Services Corp. 300 Fellowship Road Mount Laurel NJ 08054 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-05 | 100 | $23.36 | 27,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-06-06 | 4,981 | $23.00 | 22,286 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2017-03-31 | 5,716 | $0.00 | 5,716 | $25.75 |
| Common Stock | Option to Purchase Common Stock | Acquisiton | 2018-03-20 | 5,201 | $0.00 | 5,201 | $28.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,716 | 2020-03-31 | 2024-03-31 | No | 4 | A | Direct |
| 5,201 | 2021-03-20 | 2025-03-20 | No | 4 | A | Direct |
Footnotes
- Includes 955 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed and 3,812 restricted stock units.
- Represents average price per share.
- Date listed is the date of full vesting. Vests one-third per year beginning on the first anniversary of the date of grant.
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