Filing Details

Accession Number:
0001716837-19-000103
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-06 16:21:15
Reporting Period:
2019-06-03
Accepted Time:
2019-06-06 16:21:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1716857 A. Scott Rosenberg 150 Winchester Circle
Los Gatos CA 95032
Gm, Sr. Vp Platform Business No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-06-03 3,356 $0.00 7,266 No 4 M Direct
Class A Common Stock Disposition 2019-06-04 1,674 $91.88 5,592 No 4 S Direct
Class A Common Stock Disposition 2019-06-05 1,682 $97.30 3,910 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2019-06-03 3,356 $0.00 3,356 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,204 2018-11-15 No 4 M Direct
Footnotes
  1. These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
  2. Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated March 6, 2019.
  3. This RSU vests ratably in 12 quarterly installments with the first vest occurring on November 15, 2018.