Filing Details

Accession Number:
0001393726-19-000114
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-06 09:35:33
Reporting Period:
2019-06-04
Accepted Time:
2019-06-06 09:35:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
299 Park Avenue, 13Th Floor
New York NY 10171
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-04 5,800 $6.15 7,904,113 No 4 P Direct
Common Stock Acquisiton 2019-06-04 126 $6.18 7,904,239 No 4 P Direct
Common Stock Acquisiton 2019-06-04 1,000 $6.20 7,905,239 No 4 P Direct
Common Stock Acquisiton 2019-06-05 400 $6.17 7,905,639 No 4 P Direct
Common Stock Acquisiton 2019-06-05 200 $6.18 7,905,839 No 4 P Direct
Common Stock Acquisiton 2019-06-05 4,800 $6.19 7,910,639 No 4 P Direct
Common Stock Acquisiton 2019-06-05 500 $6.20 7,911,139 No 4 P Direct
Common Stock Acquisiton 2019-06-05 600 $6.22 7,911,739 No 4 P Direct
Common Stock Acquisiton 2019-06-05 400 $6.24 7,912,139 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109,736 Indirect By: Corvid Peak Holdings, L.P.
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.