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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596967	Moelis & Co	MC	Investment Advice (6282)	464500216

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604659	Elizabeth Crain	C/O Moelis &Amp; Company 399 Park Avenue, 5Th Floor New York NY 10022	Chief Operating Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-06-03	21,669	$16.70	38,638	No	4	M	Direct
Class A Common Stock	Disposition	2019-06-03	12,000	$31.98	26,638	No	4	S	Direct
Class A Common Stock	Disposition	2019-06-03	9,669	$32.26	16,969	No	4	S	Direct
Class A Common Stock	Disposition	2019-06-03	9,302	$32.19	7,667	No	4	S	Direct
Class A Common Stock	Disposition	2019-06-03	698	$32.19	0	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Top Up Options (Right to Buy)	Disposition	2019-06-03	6,669	$0.00	6,669	$16.70
Class A Common Stock	IPO Options (Right to Buy)	Disposition	2019-06-03	15,000	$0.00	15,000	$16.70

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct
0			No	4	M	Direct

Footnotes

Represents transactions by Trust U/Article Second (B) of the Elizabeth A. Crain GRAT U/A 9-3--2010. Ms. Crain may have indirect voting power and dispositive power over the assets of the trust as a result of her relationship to the trustee.
Grant of stock options pursuant to the Moelis & Company 2014 Omnibus Plan.
The Top Up and IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $8.30, in aggregate, through June 3, 2019. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $8.30 from $25.00 per share to $16.70 per share. Such options are held by certain current and former employees of the Company, including officers and directors.
The Top Up Options vested 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The Top Up Options expire on April 22, 2020.
The IPO Options vested 100% on April 22, 2019. The IPO Options expire on April 22, 2020.