Filing Details
- Accession Number:
- 0001209191-19-034744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-05 16:29:39
- Reporting Period:
- 2019-06-04
- Accepted Time:
- 2019-06-05 16:29:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1757898 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1697095 | L Karen Burton | C/O 70 Sir John Rogerson'S Quay Dublin L2 2 | Vp, Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-06-04 | 3,800 | $36.09 | 11,608 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-06-04 | 3,800 | $135.00 | 7,808 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2019-06-04 | 3,700 | $29.94 | 11,508 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-06-04 | 3,700 | $135.00 | 7,808 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2019-06-04 | 3,800 | $0.00 | 3,800 | $36.09 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2019-06-04 | 3,700 | $0.00 | 3,700 | $29.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-31 | No | 4 | M | Direct | |
| 0 | 2022-05-30 | No | 4 | M | Direct |
Footnotes
- This Exercise and sale of a total of 3,800 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.
- This option to purchase 3,800 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,800 Old STERIS ordinary shares for $36.09 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
- This Exercise and sale of a total of 3,700 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 16, 2019.
- This option to purchase 3,700 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,700 Old STERIS ordinary shares for $29.94 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
- 7,272 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 700 on October 1, 2019; 1,220 on June 1, 2020; 3,000 on June 1, 2021; 1,332 on May 31, 2022; 765 on May 31, 2022 and 255 on May 31, 2023.
Billionaire Hedge Funds
