Filing Details

Accession Number:
0001144204-19-029844
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-05 12:33:15
Reporting Period:
2017-12-19
Accepted Time:
2019-06-05 12:33:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1121702 Yield10 Bioscience Inc. YTEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1021412 W Jack Schuler 100 N. Field Drive
Suite 360
Lake Forest IL 60045
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-19 1,906,744 $2.26 3,270,481 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-03-14 552,427 $1.21 3,822,908 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants Acquisiton 2017-12-19 1,906,744 $0.05 1,906,744 $2.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,366,838 2017-12-21 2022-12-21 No 4 P Indirect
Footnotes
  1. The reported securities were acquired by the Jack W. Schuler Living Trust.
  2. The reported securities consist of the 2,285,721 shares of common stock owned by the Jack W. Schuler Living Trust, the 846 shares of common stock owned by the Renate Schuler Living Trust, and the 983,914 shares of common stock owned by the Schuler Family Foundation, in each case immediately following the 12/19/2017 acquisition of 1,906,744 shares of common stock by the Jack W. Schuler Living Trust.
  3. The reported securities consist of the 2,838,148 shares of common stock owned by the Jack W. Schuler Living Trust, the 846 shares of common stock owned by the Renate Schuler Living Trust, and the 983,914 shares of common stock owned by the Schuler Family Foundation, in each case immediately following the 3/14/2019 acquisition of 552,427 shares of common stock by the Jack W. Schuler Living Trust .
  4. Jack W. Schuler has an indirect pecuniary interest the reported securities through (i) the Jack W. Schuler Living Trust, as its trustee and beneficiary, (ii) the Renate Schuler Living Trust, as the spouse of its trustee and beneficiary, and (iii) the Schuler Family Foundation, as its president.
  5. The reported warrants to acquire common stock were acquired by the Jack W. Schuler Living Trust.
  6. The reported warrants consist of the 2,217,002 warrants to acquire common stock owned by the Jack W. Schuler Living Trust and the 149,836 warrants to acquire common stock owned by the Schuler Family Foundation.
  7. Jack W. Schuler has an indirect pecuniary interest in the reported warrants to acquire common stock through (i) the Jack W. Schuler Living Trust, as its trustee and beneficiary and (ii) the Schuler Family Foundation, as its president.