Filing Details
- Accession Number:
- 0001140361-11-016411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-14 17:06:40
- Reporting Period:
- 2011-03-10
- Filing Date:
- 2011-03-14
- Accepted Time:
- 2011-03-14 17:06:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379895 | Dynegy Inc. | DYN | Electric Services (4911) | 205653152 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422588 | C Charles Cook | 1000 Louisiana Suite 5800 Houston TX 77002 | Cfo And Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-11 | 6,699 | $5.45 | 21,146 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-10 | 4,137 | $5.46 | 610 | No | 4 | I | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | I | Indirect | By 401(k) Plan |
Footnotes
- Reflects 21,146 shares of Restricted common stock which vest in full on on March 3, 2013.
- Rounded. Reflects approximate shares held for the reporting person's account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of March 11, 2011.