Filing Details
- Accession Number:
- 0001209191-19-034554
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-06-04 19:01:51
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-06-04 19:01:51
- Original Submission Date:
- 2019-03-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029142 | Dynavax Technologies Corp | DVAX | Pharmaceutical Preparations (2834) | 330728374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226066 | S Michael Ostrach | C/O Dynavax Technologies 2929 Seventh Street, Suite 100 Berkeley CA 94710 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-28 | 18,249 | $9.04 | 116,609 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-02-28 | 3,115 | $9.04 | 113,494 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-02-28 | 1,875 | $5.40 | 115,369 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-28 | 1,875 | $5.40 | 117,244 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-28 | 3,750 | $9.25 | 113,494 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-28 | 31,694 | $8.90 | 81,800 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-28 | 1,875 | $0.00 | 1,875 | $5.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-28 | 1,875 | $0.00 | 1,875 | $5.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-10 | 2019-03-09 | No | 4 | M | Direct |
| 0 | 2013-03-10 | 2019-03-09 | No | 4 | M | Direct |
Footnotes
- The reporting person is reporting the sale of 18,249 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 28, 2019.
- The reporting person is reporting the sale of 3,115 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on February 28, 2019.
- Not applicable
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