Filing Details
- Accession Number:
- 0000899243-19-015501
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-04 18:27:42
- Reporting Period:
- 2019-06-03
- Accepted Time:
- 2019-06-04 18:27:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513363 | Fidus Investment Corp | FDUS | () | 275017321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1531743 | Jr. L. Raymond Anstiss | C/O Fidus Investment Corporation 1603 Orrington Avenue, Suite 1005 Evanston IL 60201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-06-03 | 1,000 | $15.97 | 6,260 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-06-03 | 1,740 | $15.93 | 8,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,232 | Indirect | By Anstiss & Co., P.C. 401(k) Profit Sharing Trust |
Common Stock | 2,000 | Indirect | By Son |
Common Stock | 2,000 | Indirect | By Daughter |