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Filing Details

Accession Number:: 0001567619-19-012743
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-04 18:01:27
Reporting Period:: 2019-05-31

Accepted Time:: 2019-06-04 18:01:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356090	Intrexon Corp	XON	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1091823	J Randal Kirk	C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-05-31	79,184	$4.78	17,902,546	No	4	P	Indirect	by R.J. Kirk DOT
Common Stock	Acquisiton	2019-05-31	44,283	$4.52	17,946,829	No	4	A	Indirect	by R.J. Kirk DOT
Common Stock	Acquisiton	2019-06-04	39,508	$5.17	17,986,337	No	4	P	Indirect	by R.J. Kirk DOT
Common Stock	Acquisiton	2019-06-03	184,889	$4.33	2,276,030	No	4	A	Indirect	by Third Security
Common Stock	Acquisiton	2019-05-31	2,152	$4.78	198,272	No	4	P	Indirect	by JPK 2008
Common Stock	Acquisiton	2019-06-04	1,074	$5.17	199,346	No	4	P	Indirect	by JPK 2008
Common Stock	Acquisiton	2019-05-31	16,336	$4.78	1,167,719	No	4	P	Indirect	by JPK 2009
Common Stock	Acquisiton	2019-06-04	8,152	$5.17	1,175,871	No	4	P	Indirect	by JPK 2009
Common Stock	Acquisiton	2019-05-31	7,266	$4.78	1,036,613	No	4	P	Indirect	by JPK 2012
Common Stock	Acquisiton	2019-06-04	3,624	$5.17	1,040,237	No	4	P	Indirect	by JPK 2012
Common Stock	Acquisiton	2019-05-31	2,066	$4.78	197,369	No	4	P	Indirect	by MGK 2008
Common Stock	Acquisiton	2019-06-04	1,032	$5.17	198,401	No	4	P	Indirect	by MGK 2008
Common Stock	Acquisiton	2019-05-31	16,987	$4.78	1,308,415	No	4	P	Indirect	by MGK 2009
Common Stock	Acquisiton	2019-06-04	8,476	$5.17	1,316,891	No	4	P	Indirect	by MGK 2009
Common Stock	Acquisiton	2019-05-31	7,374	$4.78	1,135,944	No	4	P	Indirect	by MGK 2011
Common Stock	Acquisiton	2019-06-04	3,679	$5.17	1,139,623	No	4	P	Indirect	by MGK 2011
Common Stock	Acquisiton	2019-05-31	2,030	$4.78	168,381	No	4	P	Indirect	by ZSK 2008
Common Stock	Acquisiton	2019-06-04	1,014	$5.17	169,395	No	4	P	Indirect	by ZSK 2008
Common Stock	Acquisiton	2019-05-31	1,515	$4.78	115,966	No	4	P	Indirect	by ZSK 2009
Common Stock	Acquisiton	2019-06-04	755	$5.17	116,721	No	4	P	Indirect	by ZSK 2009
Common Stock	Acquisiton	2019-05-31	732	$4.78	154,438	No	4	P	Indirect	by Kellie L. Banks LTT
Common Stock	Acquisiton	2019-06-04	365	$5.17	154,803	No	4	P	Indirect	by Kellie L. Banks LTT

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	by R.J. Kirk DOT
No	4	A	Indirect	by R.J. Kirk DOT
No	4	P	Indirect	by R.J. Kirk DOT
No	4	A	Indirect	by Third Security
No	4	P	Indirect	by JPK 2008
No	4	P	Indirect	by JPK 2008
No	4	P	Indirect	by JPK 2009
No	4	P	Indirect	by JPK 2009
No	4	P	Indirect	by JPK 2012
No	4	P	Indirect	by JPK 2012
No	4	P	Indirect	by MGK 2008
No	4	P	Indirect	by MGK 2008
No	4	P	Indirect	by MGK 2009
No	4	P	Indirect	by MGK 2009
No	4	P	Indirect	by MGK 2011
No	4	P	Indirect	by MGK 2011
No	4	P	Indirect	by ZSK 2008
No	4	P	Indirect	by ZSK 2008
No	4	P	Indirect	by ZSK 2009
No	4	P	Indirect	by ZSK 2009
No	4	P	Indirect	by Kellie L. Banks LTT
No	4	P	Indirect	by Kellie L. Banks LTT

Footnotes

R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.
In accordance with the Restricted Stock Unit Agreement dated April 1, 2019 between Intrexon Corporation ("Intrexon") and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the volume-weighted average of the price of the common stock of Intrexon (as calculated by Bloomberg) over the 30-day period ending on the last calendar day of the month. Mr. Kirk has designated the R.J. Kirk DOT to receive these shares.
In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided.
Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.