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Filing Details

Accession Number:: 0001179706-19-000087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-06-04 17:58:23
Reporting Period:: 2019-05-31

Accepted Time:: 2019-06-04 17:58:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	Computer & Office Equipment (3570)	473298624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1733072	Irv Rothman	C/O Hewlett Packard Enterprise Company 6280 America Center Drive San Jose CA 95002	President Financial Services	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-05-31	37,380	$13.85	0	No	4	S	Direct
Common Stock	Acquisiton	2019-05-31	18,916	$12.36	18,916	No	4	M	Direct
Common Stock	Disposition	2019-05-31	18,916	$13.85	0	No	4	S	Direct
Common Stock	Acquisiton	2019-05-31	28,333	$8.83	28,333	No	4	M	Direct
Common Stock	Disposition	2019-05-31	28,333	$13.85	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-05-31	18,916	$0.00	18,916	$12.36
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-05-31	28,333	$0.00	28,333	$8.83
Common Stock	Restricted Stock Units	Acquisiton	2019-01-02	127	$0.00	127	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-01-02	362	$0.00	362	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-01-02	398	$0.00	398	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-12-10	No	4	M	Direct
0	2017-12-09	2023-12-09	No	4	M	Direct
8,669			No	4	A	Direct
24,361			No	4	A	Direct
26,136			No	4	A	Direct

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/29.19.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.75 to $13.98. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option is fully vested.
This option became exercisable beginning on this date, and vested in two annual installments of 14,166 on 12/09/17 and 14,167 on 12/09/18.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include, 127.1556 DEUs which represent 68.7621 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 58.3935 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.
As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 362.3169 DEUs which represent, 195.9305 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 166.3864 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.
As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 397.8037 DEUs which represent, 215.1207 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, and 182.6830 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.