Filing Details

Accession Number:
0001393726-19-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-06-04 14:46:47
Reporting Period:
2019-05-31
Accepted Time:
2019-06-04 14:46:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
299 Park Avenue, 13Th Floor
New York NY 10171
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-05-31 600 $6.05 7,877,449 No 4 P Direct
Common Stock Acquisiton 2019-05-31 2,580 $6.07 7,880,029 No 4 P Direct
Common Stock Acquisiton 2019-05-31 300 $6.08 7,880,329 No 4 P Direct
Common Stock Acquisiton 2019-05-31 2,745 $6.09 7,883,074 No 4 P Direct
Common Stock Acquisiton 2019-05-31 200 $6.11 7,883,274 No 4 P Direct
Common Stock Acquisiton 2019-05-31 1,700 $6.12 7,884,974 No 4 P Direct
Common Stock Acquisiton 2019-05-31 600 $6.13 7,885,574 No 4 P Direct
Common Stock Acquisiton 2019-05-31 1,800 $6.14 7,887,374 No 4 P Direct
Common Stock Acquisiton 2019-05-31 100 $6.15 7,887,474 No 4 P Direct
Common Stock Acquisiton 2019-06-03 61 $6.05 7,887,535 No 4 P Direct
Common Stock Acquisiton 2019-06-03 74 $6.06 7,887,609 No 4 P Direct
Common Stock Acquisiton 2019-06-03 5,962 $6.07 7,893,571 No 4 P Direct
Common Stock Acquisiton 2019-06-03 2,338 $6.08 7,895,909 No 4 P Direct
Common Stock Acquisiton 2019-06-03 1,290 $6.09 7,897,199 No 4 P Direct
Common Stock Acquisiton 2019-06-03 1,114 $6.10 7,898,313 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109,736 Indirect By: Corvid Peak Holdings, L.P.
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.