Filing Details
- Accession Number:
- 0000950142-19-001262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-03 20:41:00
- Reporting Period:
- 2019-05-30
- Accepted Time:
- 2019-06-03 20:41:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1322439 | Eagle Bulk Shipping Inc. | EGLE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949509 | Oaktree Capital Management Lp | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403382 | Oaktree Holdings, Inc. | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403525 | Oaktree Capital Group Holdings Gp, Llc | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403528 | Oaktree Capital Group, Llc | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1623261 | Ltd. Holdings Eb Opps Ocm | 333 South Grand Avenue 28Th Floor Los Angeles CA 90071 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share ("Common Stock") | Acquisiton | 2019-05-30 | 32,509 | $4.62 | 26,442,494 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-05-31 | 36,891 | $4.62 | 26,479,385 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-06-03 | 76,800 | $4.62 | 26,556,185 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The price in column 4 is a weighted average price. On May 30, 2019, 32,509 shares were purchased in multiple transactions, at prices ranging from $4.58 to $4.62, inclusive. On May 31, 2019, 36,891 shares were purchased in multiple transactions, at prices ranging from $4.59 to $4.62, inclusive. On June 3, 2019, 76,800 shares were purchased in multiple transactions, at prices ranging from $4.60 to $4.63, inclusive.
- This Form 4 is being filed by OCM Opps EB Holdings, Ltd ("EB Holdings") with respect to (i) the 26,479,385 shares of the Issuer's common stock, par value 0.01 per share ("Common Stock"), that may be deemed to be beneficially owned by the Reporting Persons (as defined below) and (ii) the 364 warrants exercisable for shares of Common Stock (the "Warrants"), all of which are directly owned by EB Holdings. This Form 4 is also being filed by each of (i) Oaktree Capital Management, L.P. ("Management") as the sole director of EBHoldings; (ii) Oaktree Holdings, Inc. ("Holdings, Inc.") as the general partner of Management; (iii) Oaktree Capital Group, LLC ("OCG") asthe sole shareholder of Holdings, Inc.; and (iv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP", and, together with EB Holdings,Management, Holdings, Inc. and OCG, the "Reporting Persons" and each a "Reporting Person") as the duly elected manager of OCG.
- Each Reporting Person disclaims beneficial ownership of the Common Stock reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any Common Stock covered by this Form 4.
- The members of OCGH GP are Howard S. Marks, Bruce A. Karsh, Jay S. Wintrob, John B. Frank and Sheldon M. Stone, who, by virtue of their membership interests in OCGH GP, may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by EB Holdings. Each of the general partners, managing members, directors and managers described above disclaims beneficial ownership of any shares of common stock beneficially or of record owned by the Reporting Persons, except to the extent of any pecuniary interest therein.
- Common Stock held directly by EB Holdings.