Filing Details
- Accession Number:
- 0001209191-19-034054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-03 18:17:47
- Reporting Period:
- 2019-05-30
- Accepted Time:
- 2019-06-03 18:17:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1491874 | M. Geoffrey Parker | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-30 | 18,010 | $6.00 | 85,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-05-30 | 12,815 | $12.00 | 72,199 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-05-30 | 18,010 | $0.00 | 18,010 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 31,990 | 2009-12-11 | 2019-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 99,600 | Indirect | Geoffrey M Parker & Jill Gofen Parker Trustees of Geoffrey M Parker & Jill G Parker Revocable Trust |
| Common Stock | 5,000 | Indirect | By Delaware Charter Guarantee & Trust Company, Trustee FBO Mr. Geoffrey Monroe Parker IRA |
Footnotes
- Shares sold are associated with stock options that will expire in December 2019.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $11.85 to $12.115 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of May 30, 2019, and prior to this transaction, the exercised options were fully vested.
- Not applicable.
Billionaire Hedge Funds
