Filing Details
- Accession Number:
- 0000928054-19-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-06-03 17:06:15
- Reporting Period:
- 2019-05-30
- Accepted Time:
- 2019-06-03 17:06:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 10603 W Sam Houston Pkwy N Suite 300 Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-30 | 10,360 | $3.08 | 458,488 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2019-05-31 | 17,900 | $3.06 | 476,388 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2019-06-03 | 23,670 | $3.19 | 500,058 | No | 4 | P | Indirect | By The D3 Family Fund, LP |
| Common Stock | Acquisiton | 2019-05-30 | 9,324 | $3.08 | 1,139,327 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2019-05-31 | 16,109 | $3.06 | 1,155,436 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2019-06-03 | 21,302 | $3.19 | 1,176,738 | No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Acquisiton | 2019-05-30 | 516 | $3.08 | 47,975 | No | 4 | P | Indirect | By Haredale Ltd. |
| Common Stock | Acquisiton | 2019-05-31 | 891 | $3.06 | 48,866 | No | 4 | P | Indirect | By Haredale Ltd. |
| Common Stock | Acquisiton | 2019-06-03 | 1,178 | $3.19 | 50,044 | No | 4 | P | Indirect | By Haredale Ltd. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | P | Indirect | By Haredale Ltd. |
| No | 4 | P | Indirect | By Haredale Ltd. |
| No | 4 | P | Indirect | By Haredale Ltd. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 106,772 | Direct |
Footnotes
- The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
Billionaire Hedge Funds
