Filing Details
- Accession Number:
- 0001209191-11-017711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-14 15:41:59
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-14
- Accepted Time:
- 2011-03-14 15:41:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344885 | A David Baumgarten | 4949 West Brown Deer Rd Milwaukee WI 53223 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-14 | 5,000 | $4.00 | 66,811 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options to buy | $7.22 | 2020-05-03 | 50,000 | 50,000 | Direct | |
Common Stock | Options to buy | $5.05 | 2021-01-18 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-05-03 | 50,000 | 50,000 | Direct |
2021-01-18 | 50,000 | 50,000 | Direct |
Footnotes
- Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each based on the number of shares granted beginning May 3, 2011.
- Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.